Compliance Monitoring Officer

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PLEASE CONTACT

SAMI QURESHI

Our client would like to hire an experienced compliance officer to lead the Group Compliance Monitoring function, to develop a Compliance Monitoring Plan and undertake planned risk-based compliance monitoring to ensure the Bank’s Group Compliance policies and regulatory requirements are being adhered to.

You will be responsible for the following:

  • Review check and challenge local compliance functions annual Compliance Monitoring Plans
  • Advise and assist business unit compliance functions in designing and developing their monitoring plans
  • Design and develop the Group Compliance risk based compliance monitoring plan
  • Review the control environment to identify key compliance risks and controls
  • Coordinate meetings with key stakeholders to capture compliance risks and identify key reviews to be undertaken.
  • Implementation and execution of the monitoring plan.
  • Manage end to end reviews independently
  • Conduct ad-hoc reviews as and when required
  • Track remediation activity to ensure timely closure of issues raised from previous reviews
  • Issue the Quarterly Group Compliance Monitoring Progress Report in a timely manner
  • Ensure all scheduled business unit compliance monitoring reports have been submitted
  • Update the Group Compliance Monitoring Policy and related procedures as and when required
  • Track the policy revision date and distribute revised draft policy to stakeholders for review
  • Compile feedback and update policy accordingly

For more information please contact Sami Qureshi (R1987228)

McGregor Boyall Associates Pte Ltd is an equal opportunity employer and do not discriminate on any grounds.

EA Licence No: 11S4330

 

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