Compliance and Financial Crime Manager

£63253 - £85843 per annum
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PAUL GEIST

Compliance and Financial Crime Manager based in Frankfurt with office and home working. Working within a compliance division that plays a key role in supporting the Bank, the wider organisation and customers. As the Compliance and Financial Crime Manager, you will be promoting the Company’s strong culture of ethics. As an organised, self-starter, you can collaborate with business stakeholders to ensure compliance standards are upheld.

Responsibilities including:

  • Expertise in best practices around compliance and understanding in the areas around WpHG, KWG, GWG, MaComp, MaRisk, MiFIDII, Privacy
  • Financial Crimne and Regulatory Compliance - You will be responsible for the maintenance and further development of existing internal standards, policies, and control mechanisms to adhere to local and international financial regulatory requirements.
  • Compliance activities in accordance with the German Securities Trading Act (WpHG)
  • This includes the participation in the preparation of risk analysis, assisting in the execution of the annual compliance control plans and annual reports.
  • You work closely together with the business units within our organisation providing advice, guidance and training on regulatory requirements and internal policies.
  • Working together with your team you review and update compliance related policies where required and sensitise the key decision makers within our organisation about the need for changes and implementation of new compliance related policies and participation in the preparation of risk analysis, control plans and annual reports
  • Monitor and retrieve confirmation of completeness in associating to the confirmation of completeness regarding the notification of (potential) conflicts of interest and G&Es
  • Perform Conflict of Interest and Ascertaining Barriers for compliance (G&E) reporting.
  • Annual conflict of interest and ABC (G&E) reporting within the scope of the annual compliance reporting and quarterly and ad-hoc reporting to the executive board in relation to the quarterly compliance reporting process.
  • Maintain and monitor internal and external GDPR and Privacy compliance processes, ensuring that compliance issues have been addressed.

The Candidate:

  • Having graduated with an MBA or bachelor's degree in Banking and Finance, Regulation or Law, and ideally a certification in Compliance
  • Expereiced within both the German banking or consulting background and have a 5+ years of experience.
  • In-depth knowledge of financial regulations with exposure to at least one of the following areas: WpHG, KWG, GWG, MaComp, MaRisk, MiFIDII, GDPR (Privacy) and have experience in advising on regulatory issues at a regional and international level.
  • Ideally you have a project management mindset and understand what it means to be Agile.
  • Eligible to work in Germany
  • Business fluent in German and English language.
  • If you have some knowledge of the Turkish language, this would be a bonus.

McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.

 

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