Compliance Manager - Monitoring & Surveillance

£75000 - £85000 per annum


Job Duties

  • The Compliance Manager will work as part of the Compliance monitoring team undertaking monitoring functions, management information reporting and some advisory support.


Skills Required

  • Contribute to the creation, implementation and delivery of a comprehensive risk based Compliance Monitoring Programme (CMP). The CMP covers all FCA/PRA regulated firms within and aims to reflect all relevant regulatory requirements impacting these businesses.
  • Identify regulatory issues and risks while carrying out effective surveillance and monitoring reviews within the deadlines set. Ensure mitigating actions assigned within the reviews are completed within the agreed timescales.
  • Maintain detailed knowledge of relevant rules and legislation to aid in the interaction with business areas as part of the CMP and within Compliance projects.
  • Produce clear and to-the-point management information for various groups, committees and team meetings.
  • Take responsibility for allocated compliance projects, and represent the Compliance team in business meetings.
  • Assist in the delivery of an efficient regulatory risk framework feeding into a risk-based CMP. Ensure that identified risks are recorded, analysed and taken into account in the delivery of surveillance, monitoring reviews and projects.
  • Engage with other Compliance and Risk team members and engage in cross training, exchange of information and collaboration.

McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.

 

To stay safe in your job search we recommend that you visit SAFERjobs, a non-profit, joint industry and law enforcement organisation working to combat job scams. Visit the SAFERjobs website for information on common scams and to get free, expert advice for a safer job search.

MORE JOBS LIKE THIS
MORE JOBS LIKE THIS
  • Eloqua Specialist - Marketing Enablement
    £50000 - £65000 per annum

    JR389 – Eloqua Specialist (Marketing Automation Platform) – Financial Services - Permanent – London - £50k - £65k + bonus/benefits

    Our client is a global fintech who are looking for a specialist who has expertise with Marketing Automation Platform – Eloqua.

    You will be the interface between Marketing and Technology taking responsibility for best practices and governance, lead scoring and generation. Responsible for defining, discovering and assessing market platform needs.

    The individual will be able to advise marketeers how to get the best out of the platform and have recent experience with Eloqua and the go to person for any queries with the platform.

    Excellent key stakeholder management will be essential along with the ability to adapt communications and build relationships with various functions across the business.

    To be considered:

    • Subject matter expert with Eloqua
    • Lead scoring and generation experience
    • Worked with specialist functions to monitor and improve lead flow and processes
    • Drive consistency of marketing workflows and execution
    • System and process improvements
    • Establishing realistic timelines and identifying/mitigating risks and dependencies
    • Update capabilities, coordinate and delivering end-user training

    This opportunity is being managed by James Reeves at McGregor Boyall

    McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.

  • Technical Delivery Manager
    £550 - £600 per day

    My Client a large consultancy in London are seeking a Senior Delivery focused Project Manager to work within the product engineering organisation. The role is accountable for the delivery of business value to their key stakeholders. The ideal candidate will have strong technical capabilities and experience with AWS and preferably Big data.

    The ideal candidate must have the following:

    • Strong experience as a Project manager
    • Strong financial services experience
    • Strong AWS cloud experience
    • Strong agile experience
    • Strong data management experience
    • Strong Big data experience Advantageous.
    • Excellent communication skills
    • Excellent Stakeholder Management.

    Please apply if you have the above skill-set.

    McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.

  • Business Analyst
    £300 - £360 per day


    Business Analyst – Payments – Operations – Contract – Belfast – 12 Months - £360 – ASAP

    Start: ASAP
    Duration: 12 months
    Location: Belfast
    Rate: Up to £360

    My highly regarded Financial Services client in Belfast urgently requires multiple Business Analysts to join an existing International Payments programme on an initial 12 month contract basis.

    The successful candidate will have experience of the following:

    • Strong Operational experience – ideally as a Business Analyst
    • Payments and Payment processing experience – Ideally international payments
    • Strong all round Business Analyst toolkit – ideally from a financial services background
    • Strong communication and stakeholder management skills



    If this role is of interest then please submit an up to date CV and I will be in touch to discuss further.

    McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.