Compliance Officer - Retail Banking Products

£60000 - £68000 per annum
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PAUL GEIST

Compliance Officer Retail Banking products for a retail bank with a national branch newtwork. UK Compliance has responsibility for all regulatory, monitoring and testing, advice and support to Banks.

The Product Compliance officer, London and homeworking, focus is to manage regulations and guidance published by UK, EU and other regulatory bodies relating to core banking products for individual and corporate customers such as current accounts, individual and corporate lending including mortgages, cards, FX and interest rate derivatives.

The role holder will:

  • undertake regulatory horizon scanning and provide the appropriate guidance and advice to the business.
  • work with the project office and appropriate business units to implement regulatory change, product enhancements and remediation projects as required.
  • provide support and guidance to all areas of the business as well as providing ongoing oversight of risk mitigation undertaken by the relevant business units.
  • aid in the completion of the approved annual compliance monitoring plan to assit the business to manage identified and emerging risks.
  • create reports for management and the board, analysis of reports, assist in the development, maintenance and reporting on the thematic monitoring plan
  • There is scope within this role to take on additional projects and responsibilities, with the ability to shape and develop in accordance with the business needs

Experence:

  • The successful applicant will have an ability to work proactively, taking initiative with an ability to work both independently and as part of a team. The individual should be ambitious, have strong communication (both written and verbal), reasoning and influencing skills are essential as is an to develop and maintain strong working relationships
  • A sound knowledge of retail banking or experience from an appropriate regulatory law/ compliance background is essential
  • A strong understanding of the UK regulations/rulebooks specifically the PRA, CRD and the FCA Conduct requirements and the ability to interpret regulations within a business context
  • Appropriate knowledge and understanding of a full range of individual and corporate banking products, including their functionality, associated processes and practical experience of sales processes and documentation
  • Experience of undertaking thematic compliance monitoring reviews and producing compliance monitoring reports to document compliance with internal and external regulations/process
  • Strong decision making skills and the ability to make sound judgements which align to the Bank’s core principles
  • CeMAp preferred
  • Morgage product experence desirable

BENEFITS

  • Competitive Salary, Pension: non -contributory, Group Income Protection, Life Assurance: at 4 times of annual salary, Personal Banking: This includes loans and mortgages at preferential rates, Gym subsidy
  • Also including: Medical Insurance, Season Ticket Loan, Give as you Earn, VDU eye test, Cycle to work scheme, Employee Assistance Programme and Health Screening

McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.

 

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