Compliance Officer-Sales and Marketing

Negotiable
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PLEASE CONTACT

SAMI QURESHI

Our client, a prestigious international investment firm, would like to hire a senior compliance officer to support the asset management business particularly in cross border advisory matters as well as sales and marketing activities.

Responsibilites include, but are not limited to, the following:

  • Review and conduct independent monitoring over marketing materials distributed to clients to ensure compliance with local advertisement rules, best practices and applicable internal and external requirements.
  • Advice and monitor on cross border business issues.
  • Participate in new product or business initiatives to ensure that they are in compliance with regulatory requirements, including reviewing of marketing materials, term sheets and etc.
  • Provide guidance on proper applications and interpretation of laws and regulations applicable to the asset management activities.
  • Review relevant MAS consultation papers, consider the impact to the business and collate and co- ordinate the submission of business comments to the regulator.
  • Liaise with MAS and external regulatory authorities in Singapore and other countries where business entity has registered with the local authorities.

You should have a minimum of 8 years solid compliance experience preferably some within an international asset management firm.

McGregor Boyall Associates Pte Ltd is an equal opportunity employer and do not discriminate on any grounds.

EA Licence No: 11S4330

 

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