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Control Room/Investment Banking Compliance

Negotiable
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PLEASE CONTACT

SAMI QURESHI

Our client would like to hire a seasoned control room compliance officer who has experience/solid understanding of investment banking products and can support that area as well. You will lead, manage and mentor a team of Control Room specialists covering the monitoring and management of the business and personal conflicts of interest of the bank and preservation of the integrity of the Bank’s information barriers. Furthermore, you will be advising the investment banking teams globally by ensuring compliance with the rules, regulations and best practice.

Requirements:

  • Minimum of 10 to 15 years of experience in the banking industry.
  • Experience in Corporate Finance or Investment Banking Compliance field.
  • Excellent understanding of products and corporate finance industry: Loan Capital Markets, Debt Capital Markets, Equity Capital Markets.
  • Prior experience of managing Control Rooms in global banks is essential
  • Excellent understanding and significant experience in complying with UAE and global regulatory requirements (such as EU Market Abuse Regulation, Markets in Financial Instruments Directive, and UK FCA Handbook) on compliance, regulatory, legal and internal controls, particularly in relation to Market Abuse, Conflict of Interest, Insider Dealing and Wall arrangements

McGregor Boyall Associates Pte Ltd is an equal opportunity employer and do not discriminate on any grounds.

EA Licence No: 11S4330

 

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