FinTech Compliance Manager

£10000 - £100000 per annum
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PLEASE CONTACT

SAMI QURESHI

The KSA Retail Compliance Manager ensures the KSA Digital Attacker operates according to SAMA’s policies as well as other KSA regulations.

  • Scrutinize the KSA regulatory environment to identify relevant regulation affecting the KSA Digital Attacker
  • Ensure the KSA Digital Attacker's policies and procedures comply with SAMA’s rules as well as other governmental laws associated with banking in KSA
  • Work closely with Group Compliance/local compliance to ensure consistency in policies and messaging with regulators
  • Continuously research and manage KSA banking regulations and other laws (e.g. consumer protection and public interest), to ensure internal banking policies and procedures are always up to date
  • Work closely with the KSA Retail Operations Manager in overseeing compliance procedures in all aspects of daily operations related to the digital attacker and advise on risk management
  • Advise, oversee, and train the banking staff on KSA compliance procedures and educate on the impact on the organization caused by non-compliance
  • Install robust and effective internal compliance systems of control to meet external requirements
  • Pro-actively identify and manage Compliance risk
  • Monitor and conduct periodic reviews of policy and procedure to track and report compliance and drive continuous improvement
  • Advise the product development team in the Digital Factory on regulatory aspects affecting the solutions being developed
  • Review KSA Digital Attacker features and backlog items and inform the team of any compliance issues early on in development process
  • Coordinate with the Journey and Platform Owners to approve product increments
  • Proactively engage with regulatory bodies( all SAMA related entities including sandbox regulatory body) during start-up to ensure adherence to all requirements and preempt any unseen challenges
  • Work with regulatory bodies to approve new products currently not catered for in existing regulations
  • Mandate investigations related to possible non-compliance; highlight or escalate areas of concern
  • Be the main source of contact with external audit companies
  • Liaise with other managers in KSA retail organization to ensure correct protocol is followed
  • Review responses to specific customer enquiries and correspondence with government agencies to ensure they are complete and proper
  • Review marketing materials, presentations and websites to ensure compliance with regulatory requirements
  • Undergraduate/Master’s degree in finance, business, economics, or law
  • 5+ years of experience of KSA regulatory compliance in financial and payment services
  • 3+ years of experience in Islamic banking and Sharia-compliant products

McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.

 

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