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Auditor Private banking

55000.00 per year - 65000.00 per year



Key Accountabilities

  • Work collaboratively with others to develop strong client relationships and support delivery of the client's Audit Plan.
  • Scope audit assignments including preparation of the scoping document.
  • Manage audit work to ensure that relevant risks and controls have been identified and appropriately assessed.
  • Operate within a self-organised team on a day to day basis, working to ensure that audits progress as planned, as regards scope, budget and timetable. Identify, assess & document risks and controls.
  • Complete testing.
  • Write high-quality audit observations and support the Audit Lead in writing the report.
  • Provide constructive feedback and evaluation to team members for audit assignments.
  • Own and drive personal learning to support achievement of career aspirations
  • Treat all colleagues fairly, regardless of background or circumstance.
  • Sets an example and supports fair and ethical behaviour in all colleagues.
  • Understand the needs of client/customer and make decisions using this knowledge.
  • Discuss and agree to the factual accuracy of audit observations with clients/Vice President/Director as appropriate.
  • Lead discussions with clients regarding audit observations, consulting with the Director and Vice Presidents where necessary.
  • Build trusting and open relationships with clients on each audit and develop on-going relationships with key clients in the aligned business area.
  • Review and direct control evaluation (and perform evaluation when appropriate).
  • Review and complete documentation of scoping, process understanding, risk & control identification, control evaluation and observations in audit toolkit.
  • Write high-quality observations and audit reports (with input from the audit team).

Key Person Specifications

  • Excellent communication skills, ability to communicate effectively
  • Experience in risk-based auditing or risk/control activities;
  • Relevant professional qualifications (e.g. CIA, ACCA, ACA OR CIMA)
  • Practical understanding of the relevant regulatory environment;
  • Proven track record of high performance in previous roles.
  • Experience/knowledge of working in Private Banking or Wealth Management industry
  • Proven track record of senior stakeholder management
  • Proven ability to deliver timely high-quality work in a relatively unsupervised environment
  • Experience of managing audits/driving initiatives in a relevant field
  • Strong risk and control understanding
  • Displays willingness and initiative to learn and share knowledge
McGregor Boyall is an equal opportunity employer and do not discriminate based on race, religion, gender, age, sexuality, gender identification, or physical ability.
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