This job is no longer available.
You can view related vacancies or set-up an email alert notification when similar jobs are added to the website using the buttons below.

Compliance Manager (Advisory)

£65000 - £71000 per annum


The key responsibilities of R&C include, but are not limited to:
· Provision of Compliance Advisory support to ensure it operates in accordance with the Financial Conduct Authority (FCA)
· liaison with the FCA
· maintenance of, provision of guidance on, and disciplinary procedures in respect of transgressions
· Review and approval of applications for membership.

Role Profile

The successful candidate will provide compliance support to the derivative segment of the business.
There will also be scope to provide compliance support to the derivatives business of other areas within the business.


Key Responsibilities

  • Provision of compliance advisory and support services, working closely with senior business personnel to ensure regulatory considerations are considered at an early stage of any new initiative
  • Assisting the business in understanding measures arising from new regulations to ensure effective response and implementation.
  • Close stakeholders liason
  • Compliance risk management and monitoring
  • Liaison with the FCA


Key Skills

  • Degree level education or equivalent.
  • Relevant experience within the financial services industry, in particular the derivatives markets. Trading venue experience would be preferable but is not essential.
  • Proficient in use of MS Office, specifically Outlook, Word, Excel and PowerPoint.

McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.

 

To stay safe in your job search we recommend that you visit SAFERjobs, a non-profit, joint industry and law enforcement organisation working to combat job scams. Visit the SAFERjobs website for information on common scams and to get free, expert advice for a safer job search.

MORE JOBS LIKE THIS
MORE JOBS LIKE THIS
  • Shopper Marketing Manager

    MG129 - Shopper Marketing Manager – Maidenhead

    6 Month Contract

    One of the largest consumer health and pharmaceutical companies is looking for a Shopper Marketing Manager to drive the business through effective engagement and conversion of shoppers at the point of purchase.

    The role collaborates closely with Product Managers and external partners to ensure the brand delivers on the company’s customer interaction excellence ambitions and sales targets. The role is also integrally involved in company-wide initiatives to improve standards of digital marketing activities across the key medical brands.

    The Shopper Marketing Manager is part of a wider team of 7 team members. Their overall responsibility is to:

    • Deliver shopper executions which reflect the shopper’s needs and are strategically tailored across the path to purchase.
    • Develop and translate customer and shopper insights into creative impactful activation to be implemented across channels.
    • Jointly build UK customer / channel specific Shopper Marketing plans to deliver category / brand solutions and deliver against the UK National Activity Plan.
    • Develop and translate customer and shopper insights into differentiated co-marketing opportunities with specific UK customers / channels.

    Experience Required:

    • Experience in in-store communications and trade/retail marketing required.
    • Strong stakeholder management including external agencies.
    • Experience working with high-street and grocery retailers required.
    • Experience working with Medical Affairs (PAGB), and Regulatory teams preferred.
    • Commerciality, innovation, creativity, project management and a passion and flair for retail execution.

    Apply now through the link provided or email Marianna Georgiou with your CV to MGeorgiou@mcgregor-boyall.com.

    McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.

  • Regulatory Reporting Analyst
    £40000 - £45000 per annum

    My Client, a large Brokerage in London are seeking a Regulatory Reporting Analyst, who will look at all the regulatory reporting requirements that will impact on the firm as a whole.

    The candidate will play a key part in leveraging their knowledge of regulations, Financial Markets and Instruments, with the key drivers to independently identify and resolve any regulatory reporting issues.

    The ideal candidate must have:

    • Regulatory Reporting Analysis experience.
    • Must have worked within Operations
    • Strong MiFID 2 transaction reporting experience
    • RTS 23 Instrument reporting experience
    • DTCC experience
    • Trade Reporting experience - Trade Echo experience (Advantageous)
    • Excellent communication skills
    • Strong stakeholder management experience.

    Please apply if you have the above skill-set

    McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.

  • Network Engineer
    Negotiable

    Network Operations Engineer - Juniper - OSPF & BGP - (Corvil / SevOne / SMARTS)

    PAYE Date rate contract - up to £675/day

    Network Operations Engineer required to join a global financial services client in the City. Primary responsibilities include the support, maintenance and optimisation of business critical services for the bank, technologies include Cisco (inc. Nexus platforms), Juniper, F5, Bluecoat, Corvil and Netscout.

    Skills and experience required:

    • CCNP (or equivalent knowledge)
    • Strong network operations (2nd/3rd line complex troubleshooting) and deployment (project) experience for an enterprise/financial environment.
    • Routing, switching, multicast, network security and network management on a Cisco IOS/NX-OS infrastructure
    • Cisco LAN architectures including working with Cisco Nexus platforms
    • Knowledge of WAN architectures
    • Extensive knowledge of OSPF & BGP
    • Network Security (Juniper & Fortinet) - Firewall administration
    • Configuring and managing Bluecoat proxy platforms
    • F5 load balancer configuration & troubleshooting
    • Wireless technologies including controllers and Access Points
    • Good working knowledge of Corvil deployments and dashboard configurations
    • Experience of using protocol analysers & decoding skills (Wireshark interpretation)
    • Network monitoring tools and techniques (SevOne, Corvil, NetScout, SMARTS)
    • Investment Banking/Financial Services experience
    • A knowledge of the key Market Data Services (Bloomberg, Reuters etc.) - desirable

    If this is of interest and you have the required skills, please submit your CV over for immediate consideration.

    McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.


This job has now been filled but you may be interested in:

 

Data Protection Specialist

SAVE
£60000 - £80000 per annum

Essential Function

Data Protection:

  • Provide advice on data protection compliance risk.
  • Design and manage a data protection monitoring programme designed to assess compliance with CLS’s data protection policies.
  • Maintain up to date, the GDPR Risk and Control Logs.
  • Develop and maintain records of all CLS’s personal data processing activity, including the assessment of the lawful basis for processing.
  • Review policies and procedures to ensure these remain GDPR Compliant, as well as ensure all operational aspects meet compliance in execution.
  • Conduct Data Protection Impact Assessments for all relevant projects, product launches and other change initiatives.
  • Manage all queries or requests from data subjects including subject access requests.
  • Work with Legal, Vendor Management and Information Security to assess new vendors from a data protection perspective and put in place appropriate data protection contractual clauses.
  • Maintain CLS’s Privacy Notice and manage distribution to data subjects.
  • Develop and manage an effective data protection training and awareness programme designed to ensure that all staff are adequately trained on and are aware of compliance requirements.
  • Contributing to horizon-scanning activities to ensure readiness for upcoming changes in laws and regulations, research and analysis on developments in privacy law.

Experience

  • B.A./equivalent required.
  • 3-5 years of experience in a compliance/Data Protection function.
  • Must have 3-5 years hands-on operational experience of data protection & privacy.
  • Knowledge of national, European and Global data protection laws and practices including but not limited to an in-depth understanding of GDPR.
  • Experience of managing other security, data or risk regulatory frameworks with a security focus would be an advantage.

Knowledge, skills and abilities:

  • Understanding of the need for and possession of the ability to uphold the highest standards of confidentiality
  • Excellent report writing and presentation skills
  • Superior interpersonal skills
  • Ability to work independently to creatively assess and identify gaps and present solutions
  • Ability to work at a fast-pace and amid ambiguity and changing priorities
  • Ability to steer and influence a culture of compliance
  • Project management skills
  • Investigative and analytical thinking

McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.