Rules & Compliance Manager

£65000 - £71000 per annum + Bonus + benefits


Key Responsibilities
The key responsibilities of the role include, but are not limited to:

  • provision of compliance support to ECD on all regulatory matters including: new business initiatives; regulatory analysis of relevant legislation, rules and guidance; and liaison with, including the making of any relevant notifications to, the FCA;
  • oversight of ECD’s compliance with the FCA’s rules on systems and controls against money laundering and the provision of an annual MLRO report to ECD’s Governing Body;
  • establishment of a suitable monitoring programme, oversight of its delivery and liaison with the relevant parties to ensure that any remedial actions identified are completed in accordance with agreed timescales;
  • review and sign-off of any onboarding applications and provision of appropriate challenge to the business, where necessary;
  • monitoring completion and timely submission of routine reports to the FCA;
  • provision of support to ECD in operationalising its Brexit transition plans (should the UK leave the EU on 31 October as anticipated)

Key Behaviours

  • Communication
  • Motivation & Flexibility
  • Stakeholder Management
  • Analysis
  • Teamwork

Key Skills

    • Degree level education or equivalent.
    • Experience of working within the financial services industry – trading venue experience would be preferable but is not essential.
    • Proficient in use of MS Office, specifically Outlook, Word, Excel and PowerPoint.

McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.

 

To stay safe in your job search we recommend that you visit SAFERjobs, a non-profit, joint industry and law enforcement organisation working to combat job scams. Visit the SAFERjobs website for information on common scams and to get free, expert advice for a safer job search.

MORE JOBS LIKE THIS
MORE JOBS LIKE THIS
  • Networks Security Engineer
    Negotiable

    Network Security Engineer - Cisco - Checkpoint - BAU / Project

    An exciting opportunity has arisen for a Network Security Engineer to join a financial services client in the City. The team provides technical expertise for all their network & security infrastructure projects - both maintaining and continuously improving services.

    Skills and experience required:

    • Strong Cisco experience
    • Cisco routers & switches across LAN and WAN
    • Strong Checkpoint experience
    • Cisco Unified Communications

    Desirable exposure

    • Experience with Juniper firewalls, Solarwinds monitoring an advantage

    • Experience of working in a cloud environment would be advantageous
    • Experience of scripting and automation

    If this is of interest and you have the required skills, please submit your CV over for immediate consideration.

    McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.

  • Senior HR Advisor
    £45000 - £50000 per annum

    Senior HR Advisor is needed for this entrepreneurial organisation. An international role that will offer you personal and professional development.

    Working in a HR Generalist capacity you will be instrumental in supporting the HRD with both operational HR and key projects.

    You will need to demonstrate you are commercially focussed and hands on with all aspects of HR including, ER, Policy, HRIS, data analytics and administration.

    Your ability to build rapport across the business and manage key stakeholder requirements will be vital in this role.

    You will have a drive and determination to ensure high quality HR service, building on the credibility of HR in the organisation.

    Experience

    • Previous experience as a Senior HR Advisor in an SME, that is both commercial and international
    • Experience supporting and working with senior stakeholders
    • A strong foundation in operational HR
    • Demonstrable ER experience and employment law knowledge
    • CIPD membership or equivalent qualification

    McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.

  • Java Developer Transaction Reporting - Operations Technology VP
    £100000 - £120000 per annum + Bonus, Pension, Benefits

    Global Investment Bank seeks a Senior Java Developer to join the growing Global Transaction Reporting and Operations Technology team. You will be part of a dynamic team building systems that are critical to the business and solving problems to meet the ever-changing regulatory environment.

    Key Responsibilities:

    • Working primarily as a Java Developer as part of a collaborative agile development team.
    • You will be required to liaise directly with a variety of stakeholders throughout the firm.
    • You will develop functionality in an iterative fashion, liaising with the business analysts, product owners and other developers with the scrum team.
    • You will be responsible for continuously improving the quality of their system.

    Required Skills:

    • Extensive core Java experience.
    • Experience of agile and scrum methodologies.
    • Unix shell scripting.
    • SQL and Relational Databases such as DB2.
    • Integration technologies – MQ/xml/SOAP/JSON/Protocol Buffers and Spring.
    • Enterprise Architecture Patterns.
    • Build & agile – Ant, Gradle/Maven, Sonar, Jenkins/Hudson, GIT/perforce.
    • Sound understanding of Object Oriented Analysis, Design and Programming.

    McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.