Conduct Risk Assurance


Posted: 24/05/2017

  • Salary: GBP 85000 per year - GBP 90000 per year
  • Location: London
  • Job type: Permanent
  • Reference: 631982

Role Responsibilities:

  • To help prepare, implement and deliver a program of work to provide Conduct Risk Assurance across the IB Front Office globally
  • Work with 2ndand 3rd line assurance teams to align coverage and prioritization of work, develop the 3LOD Conduct Assurance plan for the IB.
  • Liaise with Front Office Senior Management on testing requirements
  • Attend senior IB Risk and Control committees and present on Control Testing results

Person Specification

  • Have a strong understanding of Markets (traded products) and Investment Banking products within a top tier financial institution.
  • Excellent understanding of the principles of conduct risk and how this manifests itself across an IB.
  • Understanding of current Regulator assessment and approach to Conduct Risk within an IB.
  • An excellent understanding of modern governance, risk, and control assessment techniques.
  • Extensive experience in a front office supervisor role, internal audit, operational risk management or related
    disciplines, in the financial services industry.
McGregor Boyall is an equal opportunity employer and do not discriminate based on race, religion, gender, age, sexuality, gender identification, or physical ability.