Senior Financial Crime Compliance Advisor

£500 - £550 per day



Senior Financial Crime Compliance Advisor (Asset Management)

Work closely with the EMEA Financial Crime Lead to enhance the financial crime risk management framework, in relation to managing the risks of money laundering sanctions, fraud and bribery and corruption, including writing and maintaining policies and procedures and undertaking relevant risk assessments;

• Coordinate with the Financial Crime colleagues as necessary on the risk framework priorities and assist in the oversight of required regulatory change management processes.
• Support relevant audits, regulatory visits and examinations for financial crime generally.
• Assist in the production of regular management information for the consideration by the relevant members of Financial Crime Compliance and boards and committees.
• Provide clear technical advice, guidance and training on all four risk areas to relevant members of the business, potentially including Senior Management and Board members.
• Assist in the enhancement, maintenance and oversight of financial crime controls.
• Alongside other team-members provide a point of contact for financial crime queries.
• As required provide advice to PEPs and other heightened risk factors encountered during onboarding.
• Partner with Legal to assist in oversight and compliance with requirements relevant to the four risks, including advice on financial crime relevant clauses in distribution, platform and similar agreements.
• Ensure the active identification, response and/or escalation of risks as appropriate.
• Assist with the preparation and presentation of ad-hoc and regular reports to fund boards and senior management, as well for the EMEA and Global Heads of Financial Crime and other senior members of Legal and Compliance.
• Form relationships with key individuals within the business, compliance and operations and external service providers.


• At least 4+ years of experience in Financial Crime Compliance risk management at a financial institution or consulting firm; experience working as Financial Crime specialist within asset management.
• Strong knowledge of UK & EU (specifically Luxembourg & Ireland) Financial Crime regulations, financial services, and regulatory trends that impact the Asset Management industry and its products.
• Experience of policy and procedure writing and be confident in performing risk assessments and undertaking monitoring and testing.
• A strong understanding of the requirements of a UK AML program and EU regulatory requirements, and the role of transfer agents, distributors and other third parties is necessary.
• A proactive approach to considering business issues, identifying areas of improvement and enhancement, including the automation of processes.
• Excellent written and verbal communication, judgment and business partnership skills, including working as part of a global team in a fast-paced environment.



If you have relevant experience and wish to fast tract your CV , please forward to

McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.

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