Key responsibilities will include but not be restricted to the following:
McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.
Key Responsibilities
Key Skills
McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.
Compliance Monitoring Officer
The Role
Compliance Assurance and Monitoring provides the firm with a key independent second line control check and challenge over the implementation and application of the regulations and controls that apply to a firm. This role is responsible for working with the Head of Monitoring and Surveillance to develop and deliver an appropriate risk - based monitoring program consisting of appropriate thematic reviews designed to test the efficacy of front-line controls in respect of regulations applicable to the business. This is to ensure that controls in place and are sufficient to ensure that the firm meets its regulatory obligations.
Responsibilities
Skills & Qualifications
McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.
Key responsibilities will include but not be restricted to the following:
McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.
Key Responsibilities
Key Skills
McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.
Compliance Monitoring Officer
The Role
Compliance Assurance and Monitoring provides the firm with a key independent second line control check and challenge over the implementation and application of the regulations and controls that apply to a firm. This role is responsible for working with the Head of Monitoring and Surveillance to develop and deliver an appropriate risk - based monitoring program consisting of appropriate thematic reviews designed to test the efficacy of front-line controls in respect of regulations applicable to the business. This is to ensure that controls in place and are sufficient to ensure that the firm meets its regulatory obligations.
Responsibilities
Skills & Qualifications
McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.
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