To ensure that business activities of France Branch are carried out in accordance with local rules and regulations and to be the point of contact for the local regulator. The role will involve liaising with Group Compliance (Head Office) on a regular basis to provide advice and updates as well as assisting Group wide compliance initiatives.
Manage and monitor compliance function of France Branch and assess the effectiveness and efficiency of the control, risk management and governance process in the Branch to ensure compliance with Internal/Group Policies & Procedures and local regulations.
Be the person in charge of:
Managing internal control.
Supervising that MLRO reports suspicious transactions to TRACFIN.
Implementing and updating anti-money laundering and terrorism financing policy.
Manage all compliance related requests and ensuring alignment with local regulatory requirements for the Branch’s activities and business via concise, accurate and relevant compliance reporting including whistleblowing activities, breach reporting and reporting of suspicious activities.
Develop and manage a risk-based Compliance Monitoring Programme (CMP) and ensure reviews are in alignment with the best practices and properly implemented.
Ensure that the Branch complies with International, European, French and FAB’s Sanctions policies and procedures by controlling MLRO effective monitoring of transactions and ensuring that all staff are appropriately trained.
McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.