Compliance Executive

Job Title: Compliance Executive
Salary: Up to £33,000
Location: City of London (Five days on site for the first four weeks, 3 days hybrid working thereafter)

We are working with a well-established professional services firm based in the City of London, who are looking to hire a Compliance Assistant to join their small, close-knit team. This is a replacement hire due to a recent departure and an excellent opportunity for someone early in their compliance career who is keen to develop and progress within the field.

The Role
You will join a collaborative compliance team of five (currently four) and support the delivery of compliance activities across the business. The firm operates within a professional services environment, with a strong focus on areas such as wealth management, so prior exposure to similar sectors would be highly beneficial.

This role is suited to someone with a solid foundation in compliance who is looking to build on their experience in a supportive and professional setting.

Key Responsibilities

• Supporting the day-to-day compliance function across the business
• Reviewing and analysing data from AML systems and internal practice management platforms using Excel
• Conducting due diligence checks, including reviewing Companies House filings, and performing PEP and sanctions screenings, followed by analysis of findings
• Maintaining and updating AML records to ensure all checks and documentation are accurately recorded
• Managing the client onboarding process, including issuing digital ID requests and collecting required documentation
• Ensuring new client onboarding is completed accurately and efficiently, and performing periodic reviews of existing clients to keep records up to date
• Setting up and maintaining client records within internal systems, ensuring all compliance and AML procedures are followed
• Supporting the implementation and integration of new technology solutions, including digital onboarding tools, in collaboration with internal teams
• Assisting senior team members with ongoing compliance projects and initiatives
• Liaising with internal stakeholders to support compliance-related queries

Key Requirements (Essential)

• Minimum of 1 year's experience within a compliance or AML-focused role
• Experience gained within a professional services environment
• Strong understanding of compliance principles and AML processes
• Experience with client onboarding and due diligence checks
• Strong Excel skills and ability to analyse data
• Excellent attention to detail and organisational skills
• Strong communication skills and ability to work within a team
• Strong academic background, including A-levels and GCSEs (or equivalent)
• Demonstrable interest in building a long-term career in compliance

McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.